Root cause identification if done right by the internal auditors, helps drive action and focus by management to strengthen the internal control design and risk mitigation practices to avert costly operational risk exposure issues that may adversely impact the bottom line of the corporation.
This course is aimed at equipping the internal auditors with an in-depth understanding on the meaning of root cause specifically in the context of Assurance and the method to correctly identify root cause/s for issues uncovered during the audit review.
Improve understanding on the definition and concept of Root Cause in the context of Assurance and Internal Auditing
Ability to apply the 5-Why technique to identify Root Cause
Differentiate between reason, excuse and symptom of an audit finding against Root Cause
Appreciate the concept and best practices on Internal Controls (COSO Control Model)
Grasp the vital technique for control adequacy and effectiveness evaluation through the effective use of Risk & Control Matrix (RCM)
Master the skill to identify Control Gap
Enhance the ability to validate Root Cause identified
Refine the ability to specify Root Cause in the Audit Report
|Chooseone of these mode of learning||
On-Demand Animated Learning
Approx. duration: 2.5 hours
Individual: RM 625
Approx. duration: 6.5 hours
*There will be short breaks and lunch allocated at appropriate intervals
|Individual||RM 499||RM 899||RM|
|No. of Participants||Fee Per Participants
(On-Demand Animated Learning)
|Fee Per Participants
|Fee Per Participants (Classroom)|
|2-5||RM 459||RM 859|
|6-10||RM 439||RM 839|
|11-15||RM 419||RM 819|
|16-20||RM 389||RM 789|
For groups of more than 20 person, please email us at email@example.com
Steven Yee is a professional member of the IIA (Institution of Internal Audit) Malaysia and MICPA (Malaysian Institute of Certified Public Accountants). He obtained his professional training in the Assurance and Business Advisory unit of PwC Malaysia from 1993–2003. He is the founder and Managing Director in Centegy Governance Consulting Group, a boutique consulting firm that provides a range of Governance, Risk & Control (GRC) Assurance services to corporations in the ASEAN region.
Steven has headed various IA, Risk and Compliance functions in different industries with reporting lines to Board Audit & Risk Management Committees and CEOs over the past 15 years. Through his practical experience and passion, he brings an appreciation of the disciplined approach and innovation required to deliver consistent and insightful assurance results to the clients. Steven is also a seasoned and enthusiastic trainer on GRC related subjects in the region and is a panel trainer with the IIA Malaysia since 2005.
Tone at the Top: Generating and Bringing Accurate Information to the Board
Enrolment and Fee
Malayan Banking Berhad (3813-K)
Ground Floor, Wisma Sime Darby, Jalan Raja Laut
50350 Kuala Lumpur, Malaysia (SWIFT CODE: MBBEMYKL)
Bank a/c no: 5142 9913 1738 (Centegy Governance Advisory Sdn Bhd)
Cancellation and Replacement
The organiser reserves the right to make any amendments that it deems to be in the interest of the event without any notice.