Root Cause Analysis Done Right and Effective Audit Sampling

Why This Course? Learning Outcomes Curriculum Pricing Trainer’s Profile Views and Development Enrol Now

Why This Course?

Root cause identification if done right by the internal auditors, helps drive action and focus by management to strengthen the internal control design and risk mitigation practices to avert costly operational risk exposure issues that may adversely impact the bottom line of the corporation.

This course is aimed at equipping the internal auditors with an in-depth understanding on the meaning of root cause specifically in the context of Assurance and the method to correctly identify root cause/s for issues uncovered during the audit review.

Learning Outcomes

Improve understanding on the definition and concept of Root Cause in the context of Assurance and Internal Auditing

Ability to apply the 5-Why technique to identify Root Cause

Differentiate between reason, excuse and symptom of an audit finding against Root Cause

Appreciate the concept and best practices on Internal Controls (COSO Control Model)

Grasp the vital technique for control adequacy and effectiveness evaluation through the effective use of Risk & Control Matrix (RCM)

Master the skill to identify Control Gap

Enhance the ability to validate Root Cause identified

Refine the ability to specify Root Cause in the Audit Report

Curriculum

The Aspiration for Assurance: Being The “Trusted Advisor”

The Compelling Reason to Showcase Root Cause

Root Cause in The Context of Assurance

Differentiating Root Cause with Excuses, Reasons and Symptoms

The Right Technique and Tools to Identify Root Cause

The Guidance of COSO 2013 in Analyzing Root Cause

Validating Root Cause

Presenting Root Cause in an Audit Report

Introductory Price Plan

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Chooseone of these mode of learning	On-Demand Animated Learning Unavailable Animated Videos (Special link to access) Reading Materials (pre-course) Learning Reinforcement for individual modules Test Your Knowledge (post-course) LIVE Q&A session with the trainer (post-course) Summary Report (optional) Course Completion Certificate Individual: RM 625	Live Webinar Unavailable Live Webinar Session (including case studies and Q&A session) Reading Materials (pre-course) Course Completion Certification *There will be short breaks and lunch allocated at appropriate intervals Individual: RM1,100	Classroom In-person training Face-to-face Learning (including case studies and Q&A session) Reading Materials Training kit for each participant Course Completion Certificate *There will be short breaks and lunch allocated at appropriate intervals Individual: RM
Individual	RM	RM	RM

Chooseone of these mode of learning

On-Demand Animated Learning

Unavailable

Animated Videos (Special link to access)
Reading Materials (pre-course)
Learning Reinforcement for individual modules
Test Your Knowledge (post-course)
LIVE Q&A session with the trainer (post-course)
Summary Report (optional)
Course Completion Certificate

Individual: RM 625

Live Webinar

Unavailable

Live Webinar Session (including case studies and Q&A session)
Reading Materials (pre-course)
Course Completion Certification

*There will be short breaks and lunch allocated at appropriate intervals

Individual: RM1,100

Classroom

In-person training

Face-to-face Learning (including case studies and Q&A session)
Reading Materials
Training kit for each participant
Course Completion Certificate

*There will be short breaks and lunch allocated at appropriate intervals

Individual: RM

Individual

No. of Participants	Fee Per Participants (On-Demand Animated Learning)	Fee Per Participants (Live Webinar)	Fee Per Participants (Classroom)

For groups more than 10 person, drop us an email at hello.learninghub@centegy.com.my

Trainer's Profile

Steven Yee is a professional member of the IIA (Institution of Internal Audit) Malaysia and MICPA (Malaysian Institute of Certified Public Accountants). He obtained his professional training in the Assurance and Business Advisory unit of PwC Malaysia from 1993–2003. He is the founder and Managing Director in Centegy Governance Consulting Group, a boutique consulting firm that provides a range of Governance, Risk & Control (GRC) Assurance services to corporations in the ASEAN region.

Steven has headed various IA, Risk and Compliance functions in different industries with reporting lines to Board Audit & Risk Management Committees and CEOs over the past 15 years. Through his practical experience and passion, he brings an appreciation of the disciplined approach and innovation required to deliver consistent and insightful assurance results to the clients. Steven is also a seasoned and enthusiastic trainer on GRC related subjects in the region and is a panel trainer with the IIA Malaysia since 2005.

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Root Cause Analysis Done Right and Effective Audit Sampling