Why This Course?
Compliance auditing will remain and continue to be an important aspect of most corporate assurance function. As there are more changes taking place to the existing laws and regulations, guidelines and a myriad of internal corporate policies and procedures confronting both the public and private sectors, internal auditors and compliance professionals must strengthen their skills and competencies and devise new approaches to better render their assurance services.
This course is specifically designed to help the assurance function with compliance review responsibility to improve their line of sights and focus on risk and control compliance matters in the operations. Equally important is the ability to construct report that articulates compliance related issues with sound judgement and recommendation to the management to improve the governance, risk management and control practices.
Learning Outcomes
Understand the common and emerging auditing approach to conduct compliance audit
Appreciate the role and benefits of internal control system in mitigating risk of non-compliance
Devise auditing steps and programs to better uncover and address compliance issues
Acquire the ‘real focus’ on compliance review
Understand the level of skills and competency needed to undertake compliance assignment
Analyse and choose the best suited compliance reporting format
Learn to construct Audit Observation / Finding using a systematic flow of thoughts and structure
Learn to ‘connect the dot’: Ability to articulate and relate compliance type of audit issues to key focus and risks of the business to convince management
Improve skills in summarizing key compliance related audit issues for Executive Summary reporting
Curriculum
Pricing
| IntroductoryPrice Plan |
On-Demand Animated Learning Unavailable
Individual: RM
|
Live Webinar Unavailable
*There will be short breaks and lunch allocated at appropriate intervals
Individual: RM
|
Classroom Unavailable
Individual: RM |
| Individual | RM | RM | RM |
| No. of Participants | Fee Per Participants (On-Demand Animated Learning) |
Fee Per Participants (Live Webinar) |
Fee Per Participants (Classroom) |
| 2-5 | |||
| 6-10 | |||
| 11-15 | |||
| 16-20 |
For groups more than 20 person, please email us at hello.learninghub@centegy.com.my
Trainer's Profile
Steven Yee is a professional member of the IIA (Institution of Internal Audit) Malaysia and MICPA (Malaysian Institute of Certified Public Accountants). He obtained his professional training in the Assurance and Business Advisory unit of PwC Malaysia from 1993–2003. He is the founder and Managing Director in Centegy Governance Consulting Group, a boutique consulting firm that provides a range of Governance, Risk & Control (GRC) Assurance services to corporations in the ASEAN region.
Steven has headed various IA, Risk and Compliance functions in different industries with reporting lines to Board Audit & Risk Management Committees and CEOs over the past 15 years. Through his practical experience and passion, he brings an appreciation of the disciplined approach and innovation required to deliver consistent and insightful assurance results to the clients. Steven is also a seasoned and enthusiastic trainer on GRC related subjects in the region and is a panel trainer with the IIA Malaysia since 2005.
Views and Development
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